A Horizon of Possibilities: A Critical Framework for Transforming Multiethnic Literature Instruction
Arlette Ingram Willis
Julia L. Johnson
with technical assistance from Evangeline S. Pianfetti
Abstract Research using reader response theory with multiethnic literature in culturally and linguistically diverse high school English classrooms in the United States has focused on personal responses and student dialogue. Specifically, this body of research has sought to determine how to improve understanding of multiethnic literature; how to improve understandings of self; and how to raise cultural consciousness and change attitudes and behaviors toward racial or ethnic groups. Such approaches leave larger issues of ideology, history, culture, class, race, society, and gender fundamentally unchanged and unchallenged. We conducted a semester-long qualitative research study in which we critically framed the teaching of a work of African-American literature, highlighting issues of social justice. In this article, we focus on aspects of that study: how sociohistorical information informs students' reading of a text and how the use of multiple forms of reader response supports students' ways of knowing and communicating their understanding of that text. Through our study we wanted to explore reader response to multiethnic literature when sociohistorical information helpful to understanding the text is provided. We wondered how additional sociohistorical information of various types might affect students' responses to multiethnic literature. We also wanted to know whether additional sociohistorical information would encourage students to engage in discussions and actions (understood broadly) that addressed issues of social justice. Therefore, this study critically framed reader response theory by supplying readers with sociohistorical information not found in the text but important to understanding it, and extended the forms of reader response beyond individual written response and shared dialogue to include performance (e.g., artistic, dramatic, and oral interpretative responses). |
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Reader Response
Scholars in the United States began exploring the role of individual readers in response to literary texts as early as the 1920s (e.g., Richards, 1929). Research describing influences on responses to literature, features of these responses, and the specific efforts students take in creating meaning is known as reader response theory (for historical overviews, see Beach, 1996; Beach & Hynds, 1991; Galda, 1983; Martinez & Roser, 1991; Probst, 1991). Reader response theory offers myriad possibilities for understanding the reading of a text from the point of view, memories, life experiences, emotions, thoughts, and perspectives of the individual reader -- what Langer (1994, online document) refers to as a horizon of possibilities.
Reader response allows students individually to create their own meaning of a text. This process is highly personal and complex, and therefore quite idiosyncratic. In classroom practice, reader response builds upon the transaction between reader and text to encourage students to identify explanations, form their own opinions, and create meanings based on their own individual experiences. As such, in a true reader-centered classroom, these explanations, opinions, and meanings constructed by students are invited, promoted, valued, and seen as beneficial. This personal connection between the reader and the text is the primary focus of reader response theory.
The work of Louise Rosenblatt (1978, 1995) has dominated the field of reader response for nearly seven decades (see Dressman, 2000, for a review of Rosenblatt's writings). Her transactional theory of reader response is concerned with how textual meaning does not exist in the text only. Instead, the reader is seen as essential to the construction of meaning, while the text guides this production of meaning. In a recent interview with Nicholas Karolides (1999), Rosenblatt indicated that the word transaction emphasizes that the meaning is being built up through the back-and-forth relationship between reader and text during a reading event (p. 160). As such, the transactional theory suggests that readers are both actively engaged in the reading while simultaneously and repeatedly making meaning out of what they are reading (Karolides, 2000).
Proponents of reader response acknowledge a continuum of possible responses that occur between a reader and a text. These response possibilities, known as stances, are broadly defined by Karolides (2000) as the approach that a reader adopts toward the reading of a text; that is, to what the reader consciously or unconsciously directs his or her attention (p. 342). For example, an efferent stance can be described as reading for information and facts, and is characterized as both impersonal and nonliterary. In contrast, in an aesthetic stance, responses are notably more literary -- the reader is able to center upon her own transactions with the book and the images, feelings, sensations, moods, and ideas called to mind from her own reservoir of past experiences with language, literature, and life (Cox & Many, 1992, p. 29). While all readers construct meaning, individual selective attention and stance differ from one reader to another and are influenced by the specific reader, the text being read, and the context of the reading (Many, 1991; Sipe, 1998, 1999).
High school readers' response to multiethnic literature. Along with tensions concerning the purpose of literature courses and the role of reader response within these programs, tensions exist regarding the type of literary texts that should be studied in high school English classrooms in the United States. The English literary canon, a group of Eurocentric texts and authors commonly referred to as the classics, perpetuates hegemony by including only the voices of a chosen few while excluding the experiences of various racial, ethnic, cultural, religious, and linguistic groups (Jordan & Purves, 1993; online document). Anaya (1992) refers to this exclusion of a diverse group of authors as censorship of neglect, highlighting that literature has deep political and social implications. Many scholars and teachers are opposed to this form of censorship. They insist that students have opportunities in school to transact with literature outside of the canon and to engage in interpretations of multiethnic literature -- literature that serves as a potent reminder that ethnic groups within the United States have their own perspectives, values, traditions, and points of view, often distinctly varied from those of the mainstream.
Recent research explores both positive and negative experiences encountered when teaching multiethnic literature in the high school using reader response. Athanases (1998; online abstract) conducted a 1-year ethnographic study of tenth-grade ethnically diverse students' responses to multicultural and multiethnic literature. His study sought to provide information regarding which texts students found to be most memorable and meaningful. Additionally, Athanases' study explored which values students confronted during their reading of diverse texts. The data suggest that when reading literary texts written by diverse authors, students reflect on memories of childhood and loss, while also learning new information about diverse groups of people. Athanases concluded that students were able to identify with the characters, themes, and stories portrayed in these texts, noting that works by an ethnically diverse group of authors can engage equally diverse groups of students and teach across the lines that divide about profound human experiences (p. 291).
Spears-Bunton's (1990) ethnographic study examined the relationship between eleventh-grade African-American and European-American students' responses to multiethnic literature written by African Americans. Spears-Bunton found that African-American students who had previously experienced school success and those who had experienced success less frequently performed equally well on work and tests in English class after the introduction of Virginia Hamilton's The House of Dies Drear. The narrowing of this gap could be attributed in part to how the book had opened a door through which an African American student could explore the symbolic referents in both African American and European American fiction (p. 574). Conversely, Spears-Bunton found that while African-American students, as a group, actively participated in class discussions about the literature, the European-American students were noticeably more quiet. This study suggests that responding to literature is a process, occurs within a triad of reader, text, and context, and should include opportunities for students to respond to diverse literary texts. Additionally this research implies that responses to literature occur on an individual level, can be influenced by the race of the student, and are therefore quite different from reader to reader.
The results of combining reader response theory and multiethnic literature in the high school are also evidenced in Totten's (1998) study of the reading of Jewish Holocaust poetry. According to Totten, for a reader to get the most from a work of literature, he or she must bring personal insights, a knowledge base, and past experiences to bear in reading it (p. 31). Thus, Totten found reader response to be essential to teaching this poetry because it allowed students to come to understand their own perspectives and understandings, to raise questions, to understand numerous facets of the Holocaust, and to share newly gained insights with peers.
Henly (1993) utilized reader response when teaching Toni Morrison's The Bluest Eye with eleventh- and twelfth-grade African-American and European-American students. In this particular case, reader response was used as a tool to help students deconstruct various aspects of the novel, including scenes of rape and incest, explicit sexual references, and graphic language. Henly found that reader response permitted students to reflect and better understand the meaning and function of these controversial aspects of the novel. Despite the extremely adult content of the text, Henly encountered no objection to it, either from parents or students. Instead, her experiences suggest that the use of reader response in the teaching of The Bluest Eye enabled her students to construct their own understanding of how symbolism, metaphor, the nature of ugliness, and Morrison's style, content, compassion, and responsibility operated in the novel.
Also using The Bluest Eye, Fairbanks (1995) portrayed the responses of a middle-class, African-American, female tenth grader and found results in contrast to those of Henly. When confronted with the extreme poverty portrayed in the novel, this particular student responded with resistance. Fairbanks found that while the participant could not relate to the poverty portrayed in the novel, her responses were informed by her sense of membership within the African-American community and by her own life experiences, which were both similar and dissimilar to those depicted in the text. Fairbanks' study illustrates the need for teachers to understand better the 'relational waves' of culture, context, and gender that shape students' interpretations (p. 50). This research suggests that individual student response will vary based on life experiences informed by race, culture, class, context, and gender -- even when students are members of the cultural community depicted in the text being read. We also believe this study cautions that the responses of students in any particular cultural group not be overgeneralized to represent responses of the group as a whole.
Beach's (1994) study of suburban, urban, and innercity high school students' response to multiethnic literature also documented reader resistance. Data suggest that the twelfth-grade participants at all three sites adopted an individualistic and not an institutional stance to the literature presented, attributing the literature's portrayal of racism to individual attitudes instead of institutional powers. After comparing all three sites, Beach concluded that the students in the suburban high school (33 total participants, with 31 European Americans) perceived the literature and the characters involved in the literature most negatively. Finally, students at all three sites more often focused their discussions of the literature around issues of gender rather than race.
In a related study, Beach (1997) suggested the following in facilitating students' transition from resistance to multiethnic literature: students need to empathize with characters, connect the text to their own lived experiences, recognize their neutral opinions on racism, begin to analyze institutional racism, and respond to portrayals of white privilege.
In our own study, we wanted to offer students more than a medium for personal expression. We wanted to augment what they already knew about the intersection of literature, history, and politics in their reading of a novel by providing additional sociohistorical information. We adopted a critical literacy framework for our use of reader response theory. In so doing, we created spaces for students to respond in multiple ways to the historical, cultural, social, and political nature of the text, of their world, and of society.
A Critical Literacy Framework
There are multiple influences from the field of critical studies at work within our study, but the two most salient are critical literacy and critical race theory. For the purposes of this article, however, we concentrate on critical literacy, both theoretically and pedagogically. Our understandings of critical theory have been inspired by the work of Derrida, Freire, Giroux, and Shor, among others. Like these theorists, in our study we sought to critique forms of social injustice. We drew upon Derrida's notion of deconstructionism to help students begin to dissect the text and read it within the larger context of American historical, political, racial, and social history. We also drew upon Freire's notion of the importance of teaching students to read the word and the world. In so doing, we did not take a mechanistic approach to reading and writing, or to the use of critical literacy pedagogy. Our understanding of literacy is based on the view that learning to read and write includes understanding language and literature as social processes within ideological and institutional systems.
We also maintained that students' voices and experiences were important to their connections with the text. Therefore, we encouraged and created multiple opportunities for students' interaction and interpretation with text through reading, writing, thinking, speaking, listening, and viewing experiences. Giroux (1993) maintains that it is most important to begin to engage literacy not just as a skill or knowledge, but an emerging act of consciousness and resistance (p. 367). He compellingly argues that literacy cannot be viewed as merely an epistemological or procedural issue but must be defined primarily in political and ethical terms -- political in that how we read the world is always implicated in relations of power, and ethical in that people read the world differently depending, for instance, on circumstances of class, gender, race, and politics. They also read the world within spaces and social relationships constructed between themselves and others that demand actions based on judgments and choices about how one is to act in the face of ideologies, values, and experiences that constitute otherness (p. 368). We agree with Giroux's assertion that student experience should qualify as a legitimate form of knowledge, and that racial class, gender, and ethnic differences extend, rather than threaten, the most basic principles of a democratic society (p. 371).
Shor's work with successful implementation of critical literacy methods made clear for us that using critical literacy methods in secondary English classrooms in the United States was possible. Shor (1999; online document) uses Kretovics' (1985, p. 51) definition of critical literacy:
Critical literacy...points to providing students not merely with functional skills, but with the conceptual tools necessary to critique and engage society along with its inequalities and injustices. Furthermore, critical literacy can stress the need for students to develop a collective vision of what it might be like to live in the best of all societies and how such a vision might be made practical.
We adopted a sociohistorical lens for several reasons. First, it allowed us to address the influence of individual values and beliefs in reading, interpreting, and understanding the novel used in our study. Second, it made it possible for us to challenge traditional understandings of the social and historical forces in the lives of the characters in the novel. And third, it created a space for us to encourage students to move toward actions of social justice.
Method
In a semester-long study, an ethnographic approach was used to examine student responses to a work of African-American literature, Ernest J. Gaines' A Lesson Before Dying, in an untracked, elective high school English class.
Data consisted of transcriptions of audiotaped pre- and postintervention interviews, student written work and artifacts, videotapes of shared dialogue sessions and guest speakers, teacher lesson plans, supporting sociohistorical information supplied to the students, and researchers' field notes and reflective journals. We used Glaser and Strauss's (1967) constant comparative method to analyze the data. Results and conclusions shared here are tentative and descriptive, as we continue to revisit and analyze the data.
Participants. The participants were 13 twelfth-graders (seniors) and 12 eleventh-graders (juniors) at a high school located in a university town in the American Midwest. All were enrolled in the same elective English class on minority literature during the 1999 spring semester. Demographically, the class consisted of students from a wide socioeconomic range; ethnically, it included 10 European Americans (6 males, 4 females), 12 African Americans (7 males, 5 females), 1 Asian American (male), and 2 African-American/European-American biracial students (1 male, 1 female). The students' academic ability levels were identified as ranging from advanced placement (AP) college-bound seniors to learning-disabled juniors who received resource teacher support. Although the minority literature course is officially untracked, it is taught at the mid- or average level.
Setting. Beginning in 1998, we secured funding and letters of support for this study, read examples of African-American literature, conducted a pilot study at another culturally diverse high school site, and met to plan the first weeks of the 1999 study. Research was conducted between January 25 and May 11, 1999 (with 1 week off for spring break), for a total of 15 weeks (the university semester).
The English class met daily for 50 minutes. The classroom setting presented some unique concerns. Like many of their peers at high schools in the Midwest, these students were undergoing state-required standardized testing. Some students, particularly the seniors, were preoccupied with school sports, the spring play, the graduation dance, and an unofficial day off called Senior Skip Day. Our project was conducted during second hour, the time at which classes were interrupted for daily announcements. It was also the time when deliveries were made to the school, just under the narrow windows of the English classroom. In addition, we had countless daily interruptions as teachers and students delivered notes or pulled students from class. The classroom was located adjacent to the back of the school stage, offering us a muffled preview of the spring play and other activities. Moreover, we often had to contend with physical education classes' aerobic and kick-boxing instruction just outside our door.
The English teacher was a European-American female who had taught the minority literature class at the school for 10 years. We are both African-American females and certified teachers; the first author (Willis) is a professor at a university near the high school, and the second author (Johnson) is a doctoral student and research assistant. The classroom teacher introduced us on the first day of class. We explained our research project and distributed permission forms to be read by students and parents or guardians; all the students returned signed permission forms before we began our study.
During the research period, we attended class daily, participated in class discussions and small group work, conducted pre- and postinterviews, cotaught the course, created traditional assessment measures (quizzes and tests), videotaped presentations and discussion with both guest speakers and students, and distributed and collected postintervention questionnaires. Beginning this research project on the first day of a new semester helped students to view us as part of the class. Our status in the classroom as coteachers also was helpful in establishing and maintaining a comfortable learning and teaching climate in which to use reader response and to address issues of social justice.
Procedures. We established two pedagogical goals:
In our instructional approach we sought to have students extend their understanding of the text, drawing upon their realities and explaining their understandings as they responded. Reflecting our commitment to critical literacy, students were encouraged to be active participants throughout the course and were expected to participate in all in-class assignments, group projects, and homework assignments.
We adopted Bleich's (1978) response heuristic because of its structured format that allows for student reading, discussion, reflection, and writing. Following this heuristic, students were encouraged to share their initial responses to the text. We found, however, that the heuristic focused primarily on students' written responses to literature as a medium for sharing connections between their reality and the new text they produced. We extended the heuristic by adding to the information students had available to them and allowing them to choose their own forms of response. There were occasions when all students were required to produce written responses; however, there were other occasions when students were given the freedom to choose to respond through writing, oral presentation, drama, or art, depending on the format they found most comfortable for expressing their ideas.
We invited four guests to speak to the class: the Honorable Judge John DeLaMar, Professor James Anderson, Dr. Willie Fowler, and Dr. Daria Roithmayr. Each guest spoke about issues that she or he felt the students would find interesting and that related in some way to the novel. Judge DeLaMar had recently been appointed to a panel to review the death penalty laws in the state of Illinois; Professor Anderson is a distinguished scholar of African-American history and education in the South; Dr. Fowler, who holds a doctorate in political science and is pursuing a second in law, is an advocate for social justice; and Dr. Roithmayr is an instructor at the University of Illinois College of Law and an advocate against the death penalty.
Findings Preintervention results. The preintervention interviews were especially helpful as they allowed us to talk to students outside the classroom on a one-to-one basis. We structured the interviews to gain some insight into the students' ideological, historical, social, ethnic/racial, economic, religious, and gendered frames of reference, and into their world views, reading interests and habits, and past English classroom experiences. For our focus on social justice, we wanted to understand how students understood their worlds. One of our interview questions was What is your idea of a perfect day? Most students responded with some version of getting up late and hanging out with friends. We also asked students to describe their idea of a perfect world. Many answered that they believed a perfect world would be free of racial and class prejudice, war, hunger, poverty, and drugs, and would have warm weather (interviews were conducted in late winter) and peace. To understand how students had been asked to respond to literature, we asked them to describe their experiences in past English classes. Their responses revealed that they had most often been given words and terms to define, been asked to discuss texts in class, and had taken quizzes and tests, completed reports, and worked in groups on projects. A few seniors in AP programs reported having been asked to respond to literature freely or to write about their feelings and thoughts. We collected baseline data of student responses to literature for 6 weeks prior to our intervention. There were five opportunities for students to respond to issues of social justice during this phase of the study. Data took on several different forms of student written, oral, and artistic responses to teacher-selected text. Two examples help to illustrate this part of the study. First, a literature anthology used in this class included an excerpt from the autobiography of Olaudah Equiano (chapter one and further excerpts available online). After reading a portion of the text and discussing briefly the capture of Equiano and his sister, students were shown a video clip of the same event from the television documentary Africans in America. Again, after a brief discussion, students were asked to respond to an issue of social justice. The prompt for this response included the Kwa village chant heard on the video. Students were also asked to respond to the peculiar institution of American slavery after they viewed, studied, and discussed the narrative paintings in Thomas Feelings' The Middle Passage: White Ships, Black Cargo (online pictorial available). In the discussion the students were surprised to learn that Feelings had 20 years to draw the 64 black-and-white pictures representing the history of four centuries of the African slave trade. Following are two examples of students' responses to the drawings: It is not normal for me to easily feel someone else's pain. I have an idea of what the African's went through based on my own experiences with such feelings, but I will never truly know. If I were torn from my home against my will and severed from my culture, family, way of life, and my over-all self, I would feel a lot of things.... [This student later lists things he would feel, including hopelessness, fear, and anger.] Where Can We Run? In this case, the supplemental information offered to students -- video, audio, and visual -- was very much aligned with Equiano's text. It enhanced their reading by offering another way of viewing the information presented in that text. The intervention phase: Exploring links between the novel and the death penalty. During the intervention stage there were several opportunities for students to respond in written, oral, dramatic, and artistic ways to social justice issues raised in Gaines' A Lesson Before Dying. In the novel, set in rural Louisiana in the late 1940s, a poorly educated young black man, Jefferson, is sentenced to death for a murder he did not commit. During his trial, the court-appointed white defense attorney labels Jefferson a hog. Jefferson's godmother, Miss Emma, asks the most educated black man in the town, Grant Wiggins, the school teacher and narrator of the novel, to disprove this label and help Jefferson die as a man. By the end of the novel, these two men and their community share astonishing lessons of wisdom and fearlessness. We feel it is important to allow students the opportunity to extend their personal interpretations, voices, and socially constructed frameworks of society and literature. Although issues of social justice abound in A Lesson Before Dying, we elected to focus on the death penalty, through which we felt we could meet our obligation and responsibility to facilitate students' understanding of the novel and their ability to make connections between social justice issues in the 1940s and in 1999. We took this position to enable students to link the injustices of the discriminatory legal system in place in the American South in the 1940s with the injustice that exists in the American courts today. It was important for us to help students understand the unstated in the text -- information that was needed for them to be able to view American history and politics from an emic perspective. In order to understand events in the story, it is necessary to go beyond a simple reading of the words to, in Freirean terms, a reading of the world. We began the unit by problematizing the word hog by posing questions designed to help students deconstruct the idea of labeling a person this way, especially as it related to issues of race, class, gender, and power in the novel. Second, we introduced Image Theatre (Boal, 1995; Lloyd, Kuhlman, & Erickson, 1998), in which students were required to freeze frame examples of oppression that were part of the subtext of the novel. Students selected the scene they wished to portray from several we had preselected. For instance, one group of students elected to dramatize the novel's opening robbery scene, which involves a European-American store owner, Mr. Grope, and three African-American shoppers, Brother, Bear, and Jefferson. The student playing the store owner stood on a table in an effort to portray the character's sense of superiority over his African-American customers, using exaggerated height to represent the racial, class, and social divide between African Americans and European Americans in segregated Louisiana of the 1940s. The use of Image Theater facilitated students' ability to portray physically the subtle yet enormous race and power divisions that run through A Lesson Before Dying. Third, we helped students deconstruct portions of the novel that lent themselves to cultural ways of knowing and understanding among many African Americans. Further, we helped African-American students use their cultural ways of knowing and understanding while informing others to look beyond the text for meanings not apparent in a literal reading. Fourth, we read and facilitated discussion of a transcript from the television program The Oprah Winfrey Show (Winfrey, 1997), in which Ernest Gaines and host Oprah Winfrey discuss the novel. Fifth, we listened to an excerpt of the novel from a commercial audiotaped version. Finally, we read Nella Larsen's short story Sanctuary (available online) and Claude McKay's poem If we must die (available online). Following the reading of Sanctuary we had a lively discussion of themes found in both the short story and the novel. The reading and response to If we must die brought us full circle as we returned to the notion of equating a man with a hog. Student Responses Written responses. Six prompts for writing about the death penalty were provided; three of these are outlined below. We read through students' written responses as well as their final essays several times looking for themes, and divided the pieces into three broad categories: those expressing a position against the death penalty, those uncertain of their position, and those in support of the death penalty. Independently, we selected the student responses we felt were most representative of each of the categories. These responses, excerpts from which appear below, were written by graduating students in the AP track. While it was not our intention to select the work of AP students, their selection does suggest that these students' experience with written responses made their writing more appealing. One of the student authors, Fiona (all names are pseudonyms), is a European-American female who planned to study for a year in Germany following graduation; her responses represent those of the students who opposed the death penalty. Clarence, an African-American male who was undecided about the death penalty, was a popular student athlete. Frank, a European-American male, was a quietly and deeply engaged student who supported the death penalty. Prompt A. Two weeks into reading and discussing A Lesson Before Dying, we surmised that the students knew little about racial relations in the South during the 1940s and the way in which relationships involving white victims and African-American defendants reflected a history of racial, gender, and power customs, traditions, and laws. We therefore shared with the students a documentary entitled The Greatest Trials of All Time: The Scottsboro Boys which portrays the trial of nine African-American males (aged 13 to 21) falsely accused of raping two white women in the state of Alabama in 1931. The trial lasted 6 years and received much media coverage. All the young men were found guilty and, although one woman recanted her story, were scheduled for execution. The case was appealed to the U.S. Supreme Court, which overturned the lower court's decisions. Few of the students had heard of the trial before viewing the video. The following writing prompt was given to students specifically to elicit thinking on issues of social justice and the death penalty: Set in 1948, A Lesson Before Dying is a fictional novel about a man who is an unwitting part of a robbery and is then sentenced to die for murder of a white man. The factual Scottsboro Boys trial of the 1930s and 1940s involves numerous young black men being wrongfully sentenced to die for raping two white women. Think about your own world in 1999. Are there currently innocent people who have been sentenced to die for crimes they did not commit? Please explain your thoughts. Following are excerpts from the three students' responses. Fiona: I think that it is very possible for someone now to be sentenced to die for crimes they did not commit. An example is the man who was proved innocent in Illinois, and just recently released after spending many years in jail for murder. I m not sure if the fact that he was black was a factor in the trial, but he was convicted of a crime that he was ultimately proved innocent of. It is obvious that he could have been proved not guilty in appeals court then he could have been proved not guilty in his first trial. Some reason existed for this and if it was present in his trial, it has probably been present in the trials of others. Clarence: Yes, there are people who have been sentenced to die for crimes they did not commit. A prime example is the Native American activist, Leonard Peltier. Peltier was falsely accused of murdering two F.B.I. Agents. The Supreme Court even admitted to this false accusation, but declined to drop his sentence. Frank: In a sense, the people of Kosovo have been sentenced to die. Atrocities are being committed against these innocent people by the Serbians. Though it is not a court case, you could say that these people are sentenced to die. In each case, the student was able to describe incidents of injustice. Fiona was clear in her description, while Clarence and Frank did not relate the incident to the text but appeared generally knowledgeable about particular issues related to social justice. Prompt B. Student responses took on a slightly different tone following the visit of our first guest speaker, Judge DeLaMar. Weeks before we began our novel unit, Judge DeLaMar had been appointed to a statewide committee to review the death penalty in Illinois. We invited him to speak to our class to help students better understand the death penalty and how it is handed down. He added important and insightful information to our growing understanding of the death penalty. Following his presentation, students were asked to write a response that addressed discrepancies they noticed between the criminal justice system portrayed in the novel and that described by the judge. Fiona: In the novel, Jefferson was sentenced and given the death penalty in an obviously unfair and racist trial. Now, the justice system has been modified so that defendants are more protected against the type of trial that Jefferson received. But, because the penalty does still exist, there is still room for an irreversible error, such as in Jefferson's case. As Judge DeLamar stated yesterday, of the 17 people given the death penalty, 11 have been set free. This shows that errors have occurred and therefore they could occur again. Clarence: From a legal standpoint, Jefferson's conviction of murder is justified, according to Judge DeLamar. However, the punishment of execution is not. It is an example of the mistreatment towards Blacks that was abundant during this time period. It seems that in Jefferson's case and the array of cases Judge DeLamar described, that there are many loopholes in our legal system that can have bad results. I do not have the answer to how this problem can be fixed, but it should not be overlooked. Frank: I think the discrepancies are what caused the states to add more and more guidelines for the death penalty. Instances like Jefferson's trial or other trials similar to Jefferson's but with more publicity make people realize the poor judgment and legal atrocities committed within the courtroom. I think, though, that if we reform too much, and add too many guidelines, that eventually there will be no more death penalty, and I have strong aversions to that notion. These responses more clearly described students' positions on the death penalty issue. As a class we continued to explore this issue in our readings and through additional materials that provided sociohistorical information. Prompt C. Students were asked to write an essay concerned with issues of social justice for their final response to the novel. The prompt given was What lessons have you learned from A Lesson Before Dying? Fiona: A lesson I have learned from this book is the importance of believing in yourself and believing that although you may not be a hero, perhaps you may become one through helping others to become heroes. The purpose of life can vary for everyone, as it did for Jefferson and Grant, but that does not mean that some do not have a purpose.... Because most people are not always forced into a task that could make heroes, as Grant was, it is important to believe in yourself, to believe that each person does have a purpose in life, and to know that they are important and will make a difference. Clarence: If I were on trial, would my attorney refer to me as a hog? I would hope that in the case that I would come off as being somewhat intelligent. In Jefferson's case, his racist lawyer had no hopes of getting Jefferson off. The Judge and the jury had no intent in letting this black man go. To them, Jefferson really wasn't anything, but a hog. If he had at least a little bit of intellect, it might not have gotten him off, but it would have at least given him his dignity. This ordeal taught me that I must conduct myself in a rational mature manner in every situation possible. Frank: Another issue that I thought a great deal about after completing this novel, and listening to our guest speakers, is my opinion on the death penalty. While I still firmly believe in capital punishment, incidents such as Jefferson's helped me to see the other view of anti-death penalty. Also the video of the Scottsboro Boys, helped me to consider the opposing views I learned, that it is not a good idea to adamantly support one view, and disregard the opposing opinion without first looking at it from the other point of view. The responses written after reading the novel show that students began to articulate their positions more clearly -- and in the case of Frank, evinced some growth and change. We triangulated other data for Fiona, Clarence, and Frank, reviewing preintervention interviews, videotaped recordings of the class, additional written responses, postintervention interviews and questionnaires, and participation in all in-class activities as noted in our field notes and reflective journals. Here we found a much richer, yet very consistent, description of the students' thinking on issues of social justice as revealed over time. For example, Fiona was very quiet in class, seldom volunteering her point of view, but she created thoughtful artistic work and was very involved in her group's dramatic presentation of an excerpt from the novel. In toto, her responses suggest that she made determined efforts to address issues of social injustice, from her stance on the kidnapping of Olaudah Equiano to her concern for falsely imprisoned suspects and her views on the death penalty. In response to prompts specifically related to the novel and the death penalty, Fiona used sophisticated legal terminology to articulate her concerns. Clarence, by contrast, was very outspoken in class, often challenging others' viewpoints, especially those that were contrary to his own. He grew weary of discussions that focused on the African-American experience, and mentioned on several occasions how things have changed. His oral responses during discussions often vacillated between support and opposition to the death penalty, depending on his growing knowledge of law. During the postinterview he commented on how additional information on the death penalty had been helpful: It made you think of all the details that were going along with the whole death penalty thing and Jefferson being on death row and the judicial side of it. And it made me put it into perspective -- like if this could happen, like in Illinois at this time, which is no, well I guess not. His comments and actions suggest his conflicting views and feelings about issues of race and power in general, which added to his lack of certainty on issues of social justice.
Frank, though compliant and respectful in class, was a silent resistor to change. He stated in his final essay that through out my high school career, I have read many books about African American oppression dealing with issues such as slavery and the Civil Rights Era, and frankly I didn't much enjoy them. In fact, I was annoyed that I was force fed this information even though it is a very important part of American history. This is the first book, however, about that particular subject that I have actually enjoyed reading, and I have learned a few important things from reading the novel. Frank often sat quietly with his arms wrapped around himself or placed his head on his desk, especially during guest presentations. He appeared to be distancing himself from the information being offered, though his final essay suggests that he was able to view more than one side of an issue. Our review of data for other students suggests that Fiona, Clarence, and Frank were representative of the range of responses. For instance, there were students who were as consistently adamant and forthright about the importance of fighting for social justice as Fiona. Likewise, there were students who vacillated in their opinions, like Clarence. And, there were several students who exhibited behaviors of resistance, like Frank. For example, the inappropriate behaviors of several European-American males who were more vocal and demonstrative than Frank in revealing their discomfort and resistance to the novel, discussions, and activities, were similar to those described by Beach (1994, 1996) and Spears-Bunton (1992). The man on the right represents oppressed black society. The expression on his face, the position of where he is viewed, and the light source, all have to do with what this man has been through. The faces around him represent his people. The fingers around him say no matter what he does, society will get the best of him, and that there is no escape. The man on the left is the judge, of course. His expression and location are meant to portray what white people in the South called justice. He represents the cause of suffering in black society. Other students expressed their responses in the artwork shown below.
They've enslaved us And yet they' re still unsatisfied.
Where can we run? Where can we hide?
Our dignity is taken. They've stolen our pride.
Where can we run? Where can we hide?
We're choking on the stench Of those who've died.
There's nowhere to run. There's nowhere to hide.
We could refill the ocean With tears we've cried.
Where can we run? Where can we hide?
Fellow Africans entrapped us. They've stolen and lied.
Where can we run? Where can we hide?
We hear screams through the night As we lay side by side.
Where can we run? Where can we hide?
Is there any thing left? How will we survive?
There's nowhere to run. There's nowhere to hide.
Alternative or nonprint responses. In addition to providing written responses, students were offered the opportunity to respond in oral, dramatic, and artistic ways. Some students excelled in response forms that were more comfortable for them than writing. For example, Martin, an African-American male, created the picture on the right, which he asked the class to try to interpret prior to delivering his own explanation:
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Reggie, a second African-American male, had a unique ability to capture the rhythms, nuances, and intonations of a range of African-American English dialects. After listening to an excerpt from the novel on audiocassette, Reggie decided to make his own recording as his form of response (download a 256 K excerpt).
Postintervention interviews and questionnaire. We reviewed the student responses in the postintervention interviews and to the questionnaire to learn more about how they had understood the instructional approach. These data indicate that, generally, students appreciated the additional information we offered throughout the process. For example, one student observed that it added a background to the book that you didn't have. I guess maybe the author just didn't have time to write, or enough space, or something, so you got additional information from somewhere else. Another student commented that the unit makes you think about things a little differently. A third student stated,
I didn't know the story of the The Scotsboro Boys and I think it was very important that I learned it, being an African-American male in the United States. And from Dead Man Walking, it just kind of gave you like a good look into what a person goes through on death row before they are being executed.
Next, we asked the students if they felt having two African-American females teach the course had made a difference. As one might expect, students' comments ranged from positive to negative. Many, however, felt that it was the method, not the teacher, that had made the difference. Here's how one student summed up her experience: I mean, it didn't make any difference to me. If Mrs. X would have taught it, or whoever would have taught it, it wouldn't have really made a difference to me. It's just the way you teach, not who teaches us; it's the way they teach it.
Somewhat surprisingly, we found that students believed that the guest speakers and video presentations (The Scottsboro Boys and Dead Man Walking) during the intervention had been the most influential sources of additional sociohistorical and sociocultural information. Judge DeLaMar and Professor Anderson were the overwhelming favorites of the students, for very different reasons. Students focused on Judge DeLaMar's status as a sitting judge, his knowledge of death penalty law, and his experience with death penalty cases. Students noted that, while he had remained neutral, he told them things about the law they had not known and had outlined changes in the death penalty in Illinois. Following are two examples of student comments:
[When the] public speakers came -- it got real at that point. When you spoke to the judge, you kind of realized that this kind of thing does happen and you kind of know what the court systems go through, and the corruption and the good stuff that's in it. All of that kind of got real, and you kind of had to listen to that.
I thought that the judge was pretty good because it was like modern time...he is actually there, deciding.... I kind of was glued to him Yeah, he just went up there and just hit me... He said in the beginning he wasn't going to tell which side he was on.
Professor Anderson spoke about his life experiences as an African-American male growing up in the South shortly after the time of Gaines' story. In addition, he shared information on the case of Emmit Till, a black teenager murdered in 1950s Mississippi for speaking inappropriately to a white woman, and how the trial of his killers, who were found innocent, had affected his life. Anderson's emic perspective resonated with the students and offered them a window through which to understand Jefferson's dilemma in the novel. Students commented about Professor Anderson as follows:
He talked about how he was from the South...hearing about politics and stuff like that is O.K., but hearing history first-hand from somebody else is just kind of cool; I mean I learned kind of like what it was like in the South, the ratio of black to white people, their going to death row...what the court systems were like.
[Professor Anderson], who experienced it when he was young, was pretty touching.... This guy was actually telling us his life and that was very different.... After his visit to our class, I could picture a little more clearly, the scenery in the book A Lesson Before Dying, the atmosphere, instead of just reading it, I kind of feel something more about it.
Based on the student responses we have made short audio excerpts from Judge DeLaMar's, Professor Anderson's, and Dr. Fowler's presentations to illustrate what the students found helpful; you can also watch a short video clip of the presentation by Professor Roithmayr. (Note: These media files are quite large and may take considerable time to download.) Although most students did not mention her presentation as impressive, they often cited how disturbed they were by it -- in part, it seems, because of her outspoken stance against the death penalty. She asked students a series of questions, discussed answers, and provided statistics that revealed a clear line of racial profiling and discrimination in death penalty cases. She also displayed a large poster depicting ten men who were on death row in Illinois. The poster made clear the number African American and Latino men awaiting execution -- many of whom had spent years on death row for crimes for which they were later exonerated.
![]() Prof. Anderson |
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![]() Judge DeLaMar |
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![]() Dr. Fowler |
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Conclusions
Literature, while the heart of most secondary English programs, should not be the sole, isolated focus of attention in the classroom. A work of literature must be considered within the context in which it was written, the time described in the text, and the time and context in which it is read and discussed. When literature is taught within a critical framework, there can be multiple readings and interpretations of the texts and contexts that can offer a horizon of possibilities for students and teachers. This is true for all literature -- and especially for multiethnic literature, where history (or histories) and cultural and linguistic knowledge is not always explained but is helpful for gaining an understanding of the text and the complexities and realities it represents.
We used a wealth of resources (video, guest speakers, insider knowledge of culture and language, and Internet sources) to provide a context for study of A Lesson Before Dying. We also permitted students to use varied forms of reader response as they sought to make connections with the text, to understand their connections, and to move beyond personal expression to greater social consciousness. As Roberts (1998, p. 112) states,
The actual reading of texts is secondary to the emergence of a deepening understanding of the world in part through engaging books and other written texts, but more profoundly, through reading (i.e., interpreting, reflecting upon, interrogating, theorizing, investigating, exploring, probing, questioning, etc.) and writing (acting upon and dialogically transforming) the social world.
A Lesson Before Dying lent itself especially well to addressing the ideological and institutional framework of oppression (Bronner, 1994; online document), both in the period and location in which the novel is set and in the present.
Literacy learning and teaching are social processes. Literacy instruction, and most especially literacy instruction that uses works written by authors of color, needs to be reshaped to reflect the multiple voices, ways of knowing, expressions, and understandings students bring to the classroom. Luke (1998, p. 307) writes that our decisions about how to teach literacy demand that we undertake a social analysis of the dynamic communities that children live in He cites Gutierrez, Banquedano-Lopez, and Turner's (1997) position that as literacy educators and teacher educators we begin to negotiate and push the linguistic and sociocultural borders of communities in which literacy is taught. Consider our student Frank's remarks:
[What] I have learned was the so-called vicious cycle that African-American people had to endure all the way up until the Civil Rights Movement. I had always known that their plight was very horrible from detailed accounts in my history classes, but this novel gave a first-person view of what is was actually like. Every time Gaines began to describe the vicious cycle, I would actually get a bad feeling in the gut of my stomach, and I would become simply nauseated because I felt I was part of that vicious cycle, and sometimes I had to put the book down.... Knowing that there was no escape for them and actually almost experiencing it was a totally different thing.
We acknowledge that it is not always possible for students and teachers to have an insider perspective on the cultures depicted in works of multiethnic literature. We brought to our study and to our reading of A Lesson Before Dying cultural information and emic perspectives as African Americans, and we drew upon the understandings of the African-American students in the class as cultural co-informants. We believe that insider perspectives are important to the reading of multiethnic texts. While student informants are helpful, they should not be the sole source of an emic perspective. A variety of informants should be sought, as all people hold their own particular biases and can be limited by their experiences, knowledge, and understandings. In our study, we used ourselves, students, guest speakers, and reference and supplementary materials to gain further insights.
In this study, we critically framed reader response to better understand how students were connecting to the text and to help them make connections beyond themselves. Our analysis of the students' written responses revealed that many were aware of issues of social injustice but tended to view these issues historically. Our use of multiple sociohistorical sources helped to inform their reading of the novel as well as their reading of the world. We supplied information that made possible a more political reading of the novel, one that drew upon literacy skills beyond the mechanics of reading.
Fox-Genovese (1988) argues that to read well, to read fully, is inescapably to read politically, but to foreground the politics, as if these could somehow be distinguished from the reading itself, is to render the reader suspect (p. 67). We argue that all literature, but especially multiethnic literature, should be problematized so as to offer students historical, cultural, and political background information to draw upon for their understanding of the text. A political reading seemed appropriate in the case of our study, given the significance of the death penalty and current debates on the issue taking place across the United States. Although students' written responses were placed in three broad categories -- against the death penalty, uncertain, and in support of the death penalty -- triangulation of data revealed much richer descriptions and positions within our interpretive community. We learned that
Our view of literacy as a socially constructed process that takes place within an interpretive community of learners allowed us to embrace multiple ways of knowing, interpreting, and responding to the novel. We reframed and recast these multipe ways within an African-American experience. We believe that by critically framing multiethnic literature, we can realize an enriched space for learning -- a space where, as Luke (1998) suggests, we can learn to respect and listen to, speak with, and read and write different voices, cultures, and texts and we enable our students to do the same, blending their community knowledges, practices and voices to reframe and redesign texts (p. 309).
Our students' oral and artistic responses to the novel suggest that written responses limit some readers' ability to connect with and make meaningful responses to text. In addition, we argue that the additional sociohistorical information we provided was helpful for students as they began to articulate their viewpoints on issues of social justice. We found that the most powerful influence on students' developing viewpoints were the guest speakers, who spoke from their lived experiences with issues of social justice. We do note, however, that students' viewpoints did not change significantly over the course of the study. High school students come to school with preconceived notions of social justice. When opportunties for critical reflection on these notions are provided, students may change their views, but it will be a gradual process.
We were very strategic in creating the course, collecting the materials, and framing the responses to challenge students' preconceptions. We gave each student the same assignment, regardless of academic standing. There was nothing hidden in our agenda. Some students reacted positively and others negatively to the amount and type of work we assigned. We did not want students to parrot information back to us; nor did we want them to leave with a list of dates and facts about the novel. Our goal was not for them to reproduce the text, but to produce their text as a critique of society from their understanding of their reading of the novel and the interpretive community created in the classroom. Our critical reader response framework focused on building knowledge, understanding, and appreciation for the connections among literature and social, historical, and cultural events and institutional structures. Moreover, this framework drew on the use of multiple forms of response, offering students greater freedom and flexibility in choosing how they wanted to represent their knowledge and how best to communicate what they knew.
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Literature and Other Works Cited
Africans in America (video series). (1998). Boston, MA: WGBH/Public Broadcasting Corporation.
Dead man walking (motion picture). (1995). (T. Robbins, director; J. Kilik, T. Robbins, & R. Simmons, producers). New York/Los Angeles: Gramercy Pictures.
Equiano, O. (1998). Interesting narrative and other writings (V. Carretta, Ed.). New York: Penguin.
Feelings, T. (1995). The middle passage: White ships, black cargo. New York: Dial.
Gaines, E.J. (1997). A lesson before dying. New York: Vintage.
The greatest trials of all time: The Scottsboro boys (video). (1998). New York: Courtroom Television Network/Time-Warner Media.
Hamilton, V. (1984). The house of Dies Drear. New York: Aladdin.
Larsen, N. (1930, January). Sanctuary. Forum, 83, 15-18.
McKay, C. (1922). If we must die. In Harlem shadows: The poems of Claude McKay. New York: Harcourt, Brace and Co.
Morrison, T. (2000). The bluest eye. New York: Knopf.
Additional Online Resources
Following are links to some of the authors and events mentioned in this article.
Virginia Hamilton:
Toni Morrison:
Ernest Gaines:
Olaudah Equiano:
The Middle Passage:
Nella Larsen:
Claude McKay:
The Scottsboro Boys:
Emmit Till:
About the Authors
Arlette Ingram Willis is an associate professor at the University of Illinois at Urbana-Champaign, United States, where she teaches both undergraduate and graduate courses. Her research interests include the history of reading research in the United States, sociohistorical foundations of literacy, reader response, sociocultural contexts of literacy learning, and teaching and learning multicultural literature in Grades 6 to 12. She is the editor of Teaching and Using Multicultural Literature in Grades 9-12: Moving Beyond the Canon and Hemlock in the Furrows: A Critique of Reading Comprehension Research and Testing (in press) and a coeditor of Multiple and Intersecting Identities in Qualitative Research (with Betty Merchant) and Multicultural Issues in Literacy Research and Practice (with Georgia Garcia, Violet Harris, and Rosalinda Barrera). She has also published numerous book chapters and journal articles in the areas of preservice teacher education, reader response, and multicultural literature. Reach her by e-mail at aiwillis@uiuc.edu.
Julia Johnson is a second-year doctoral student in the Department of Curriculum and Instruction, University of Illinois at Urbana-Champaign. After completing her undergraduate degree in the teaching of secondary English and African-American studies, she remained at the University of Illinois to finish a master's degree in language and literacy. Upon completion of her doctorate, she plans on returning to the classroom as a secondary reading or English teacher. Her research interests include encouraging and improving the school literacies of African-American studnets and the teaching of multiethnic literature.
Research support for this project was made possible through funding provided by the Spencer Foundation Small Grants Program, the National Council of Teachers of English, and the University of Illinois College of Education's Bureau Educational Research.
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Citation: Willis, A.I., & Johnson, J.L. (2000, September). A horizon of possibilities: A critical framework for transforming multiethnic literature instruction. Reading Online, 4(3). Available: http://www.readingonline.org/articles/art_index.asp?HREF=/articles/willis/index.html
Reading Online, www.readingonline.org
Posted September 2000
© 2000 International Reading Association, Inc. ISSN 1096-1232